-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNypePwzE6VcmJY+N72uhHTpFvKR1eE2l8fEL/AutkjMbcPJTg/UYUb+qQVU+52r YJisY3EkjOovmr6Hj6qe6A== 0001142062-05-000025.txt : 20051104 0001142062-05-000025.hdr.sgml : 20051104 20051104082734 ACCESSION NUMBER: 0001142062-05-000025 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051104 DATE AS OF CHANGE: 20051104 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JAPAN SMALLER CAPITALIZATION FUND INC CENTRAL INDEX KEY: 0000859796 IRS NUMBER: 133553469 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59337 FILM NUMBER: 051178600 BUSINESS ADDRESS: STREET 1: 2 WORLD FINANCIAL CENTER STREET 2: BUILDING B, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1712 BUSINESS PHONE: 8008330018 MAIL ADDRESS: STREET 1: 2 WORLD FINANCIAL CENTER STREET 2: BUILDING B, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1712 FORMER COMPANY: FORMER CONFORMED NAME: JAPAN OTC EQUITY FUND INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VAN DEN BERG MANAGEMENT INC/TX CENTRAL INDEX KEY: 0001142062 IRS NUMBER: 953017097 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 805 LAS CIMAS PARKWAY STREET 2: SUITE 430 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-329-0050 MAIL ADDRESS: STREET 1: 805 LAS CIMAS PARKWAY STREET 2: SUITE 430 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: VAN DEN BERG MANAGEMENT INC/CA DATE OF NAME CHANGE: 20010606 SC 13G/A 1 jof1105.txt SCHEDULE 13G Under the Securities and Exchange Act of 1934 5 (Amendment No.) Japan Smaller Capitalization (Name of Issuer) Common Stock, Par Value $0.00 per share (Title of Class of Securities) 47109U104 (CUSIP Number) 1. NAME OF REPORTING PERSON S.S or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Van Den Berg Management TAX # 953017097 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* A B x 3 SEC USE ONLY4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 758,566 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 758,566 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 758,566 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.79% 12 TYPE OF REPORTING PERSON* IA Item 1. (a) Name of Issuer Japan Smaller Capitalization (b) Address of Issuer's Principal Executive Offices 180 Maiden Lane New York, New York 10038-4936 Item 2. (a) Name of Person Filing VAN DEN BERG MANAGEMENT IRS# 953017097 (b) Address of Principal Business Office or, if none, Residence 805 Las Cimas Parkway Suite 430 Austin, Texas 78746 (c) Citizenship USA (d) Title of Class of Securities Common Stock, Par Value $.01 per share (e) CUSIP Number 47109U104 Item 3. If this statement is filed pursuant to Rule 13d-l(b), or 13d-2(b), check whether the person filing is a: (a) Broker or Dealer registered under Section 15 of the Act (b) Bank as defined in section 3(a)(6) of the Act (c) Insurance Company as defined in section 3(a)(19) of the act (d) Investment Company registered under section 8 of the Investment Company Act (e) Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-l(b)(l)(ii)(F) (g) Parent Holding Company, in accordance with 240.13d-l(b)(ii)(G) (Note: See Item 7) (h) Group, in accordance with 240.13d-l(b)(l)(ii)(H) Item 4. Ownership (a) Amount Beneficially Owned 758,566 (b) Percent of Class 4.79% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 0 (ii) shared power to vote or to direct the vote 758,566 (iii) sole power to dispose or to direct the disposition of 0 (iv) shared power to dispose or to direct the disposition of 758,566 Item 5. Ownership of Five Percent or Less of a Class. X Item 6. Ownership of More than Five Percent on Behalf of Another Person Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Item 8. Identification and Classification of Members of the Group Item 9. Notice of Dissolution of Group Item 10. Certification After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date 11/01/05 Signature Jim Brilliant / Vice President Name/Title -----END PRIVACY-ENHANCED MESSAGE-----